Skip to main content
Location New York, United States Category Risk & Governance Date posted 13/01/2021 Job ID 2100157
VP, Markets Compliance SME-2100157

Description

Responsibilities:

  • Provide Compliance support for the Trading Groups (equity, ETD, bonds)
  • Provide advisory support to traders, sales traders, supervisors, Risk and IT on regulatory rules.  Communicate with traders and supervisors to assess risk and remediate issues.
  • Assist in the maintenance of written supervisory procedures.
  • Assist in regulatory reviews, including inquiries, audits and exams.
  • Deliver applicable training for business unit personnel
  • Monitor regulatory developments and trends and take appropriate action to ensure the business unit complies with new or amended regulations.
  • Interact with technology support and risk management to ensure trading technology and trading practices remain compliant with Firm policies and industry regulation.

At Santander, we value and respect differences in our workforce and strive to increase the diversity of our teams. We encourage everyone to apply.

Qualifications

  • 10+ years of Compliance experience  
  • 7+ years of Compliance experience with respect to trading (ETD, bonds, equities)

Job

:Compliance

Primary Location

:New York-New York-45 East 53rd Street - 06547 - NY Corp

Organization

:NYB Legal & Compliance (NYB_0020)

Schedule

:Full-time

Job Posting

:Jan 12, 2021, 10:11:12 PM

Apply for role

Sign up and be the first to receive our latest job updates.

Interested InSearch for a category and select one from the list of suggestions. Search for a location and select one from the list of suggestions. Finally, click “Add” to create your job alert.

  • Risk & Governance, New York, New York, United StatesRemove